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Status of pending complaints on SCORES

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Status of pending complaints on SCORES

A. Status of SCORES complaints as on October 31, 2021:

MonthPending at the beginning of the monthReceived Disposed Pending Actionable*Pending complaints > 3 monthsAverage Resolution time in days #
October 202140953536367641592936.8

B.Category wise complaints pending for more than 3 months:

S.noCategoryNumber of pending complaints
1Investment Adviser8
2Refund/Allotment/ Dividend/Transfer/ Bonus/Rights/ Redemption/Interest7
3Non-Demat/Remat3
4Registrars to an Issue and Share transfer Agents3
5Stock Broker3
6Venture Capital Funds2
7Depository Participants1
8Mutual Funds1
9Research Analyst1
 Grand Total29

Notes:-
*excludes complaints against which regulatory actions are initiated or which are under sub-judice.
# Average Resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.

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