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Status of SCORES complaints as on January 31, 2023

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A. Status of SCORES complaints as on January 31, 2023

MonthPending at
the beginning
of the month
ReceivedDisposedPending
Actionable*
Pending
complaints > 3
months
**
Average
Resolution
time
in
days
#
January 202329152877318026031131

B. Category wise complaints pending for more than 3 months:

Sr
No
CategoryNumber of pending complaints
1Research Analyst5
2Investment Adviser3
3Non-Demat/Remat2
4Refund/Allotment/ Dividend/Transfer/ Bonus/Rights/ Redemption/Interest1
Grand Total11

Notes:

*excludes 9 complaints against which regulatory actions are initiated or which are under sub-judice.

**excludes complaints which are pending because of enforcement action/ court order/ legal dispute/ technical problems etc.

# Average Resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.

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