Status of SCORES complaints as on January 31, 2023

Status of SCORES complaints as on January 31, 2023

A. Status of SCORES complaints as on January 31, 2023

MonthPending at
the beginning
of the month
ReceivedDisposedPending
Actionable*
Pending
complaints > 3
months
**
Average
Resolution
time
in
days
#
January 202329152877318026031131

B. Category wise complaints pending for more than 3 months:

Sr
No
CategoryNumber of pending complaints
1Research Analyst5
2Investment Adviser3
3Non-Demat/Remat2
4Refund/Allotment/ Dividend/Transfer/ Bonus/Rights/ Redemption/Interest1
Grand Total11

Notes:

*excludes 9 complaints against which regulatory actions are initiated or which are under sub-judice.

**excludes complaints which are pending because of enforcement action/ court order/ legal dispute/ technical problems etc.

# Average Resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.

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